Audit Working Papers

With the Audit Working Papers you can establish strong audit procedures to help support your bank's internal control environment and mitigate institution risk. Ensure a complete and comprehensive cross-departmental audit scope with this customizable resource that can be scaled to fit the size, complexity, and risk profile of your bank.

Topic areas are organized by editable Word files and Excel Workbooks. Files may contain worksheets for the work program, internal control questionnaires, internal memos, testing and review checklists.

Audit Working Papers topics include:

• Amortization
• Call Report
• Collateral & Safekeeping
• Deposit Operations
• HR-Payroll
• Lending
• Official Checks 
• Overdraft Protection 
• Prepaid & Other Assets 
• Safe Deposit Box
• Taxes
• Branch Operations
• Cash Due from Banks
• Collections and Delinquencies
• Dormant Accounts
• Fed Funds
• Item Processing-Fixed Assets
• Night Depository
• OREO
• Overdrawn Accounts
• Remote Deposit
• Shareholder Equity & DDA Wire Transfer

Updates are provided in the 4th quarter of each year. This resource is delivered electronically to the ICBA.org account to be accessed in My Digital Product. The file can then be saved to your computer desktop or office network to ensure easy access to the audit working papers and updates.